China and the Gen Naravane book controversary

I decided to write on the book controversary after actually reading the manuscript of the book, which is yet to be published and because I thought the row in Parliament and on social media lacked an understanding of the facts, or the background in which a sentence in a 400 page book was taken out of context.

While I believe there was nothing wrong in how this particular incident was handled (and the outcome was in our favour) it was to me, as someone exposed to corporate decision making, and as an amateur enthusiast in military history, a case study on the interaction between the political and military leadership in a conflict.

The controversary. A paragraph in the book suggested that when Chinese tanks approached an Indian position on 31st August 2020, Gen. Naravane repeatedly asked the political leadership for instructions, to be told a couple of hours later - `Jo uchit samjo vo karo’ (do what you think is right). General Naravane stated that he had been handed a hot potato and the decision to potentially start  w ar was with him and not the political leadership. The instruction also implied that the situation was purely  military matter for the commander on the ground to deal with and not something that the political leadership needed to decide on.
The opposition suggested that this exchange implied the Govt was indecisive and pushed the decision back to the army.

The reality is different and has to be viewed in the context of a series of events that began in
May 2020.

Background: Agreements between India and China to maintain peace along the border (Line of actual control or LAC) in 1996, 2005 and 2013 required that neither side would open fire. Conflict would be handled with restraint. Confrontation would be by non-lethal means. No guns or explosives would be used within 2 km of the LAC. Only if a soldier’s life was threatened could guns be used. These agreements have led to zero fatalities over the years – as opposed to regular firing and casualties across the Line of Control (LOC) with Pakistan.
To prevent escalation of any border incident, both sides are required to enter into immediate consultations, to resolve issues by diplomatic means.

There are frequent violations of the LAC, because it is not demarcated. That is because there are areas where each side’s perception of where the LAC is, varies. What India may regard as a LAC violation, would be perceived by the Chinese as patrolling their own territory. As stated in Parliament in 2019, there were 273 LAC violations by the Chinese in 2016, 426 in 2017, 326 in 2018
and
660 in 2019. In 2019, China claimed that Indian forces had committed 1581 LAC violations.  

The actual manning along the LAC has been both with the army – India has a single division in
Ladakh (3rd infantry) to monitor a LAC whose `straight line’ length is 320 km, but the actual length over 500 km. Both sides use border police – the ITBP in India and the border defence regiments for China. Given the low density of the army and paramilitary personnel on both sides, patrols can occasionally enter disputed areas and leave, without seeing the other side.
Simply violating the LAC does not mean either side’s territory has been invaded.

Build up to the 31 Aug incident
.
In early May 2020, a large Chinese force, present opposite the Line of actual control in Eastern Ladakh moved into areas that we either disputed, or where there was an understanding that neither side would occupy, or build any structure. On 5th May, there was a tense face off between Indian and Chinese forces. Another tense face-off, with injuries on both sides, occurred on 18/19th May at two locations – Gogra/Hot Springs and on the North bank of Pangong Tso lake.   

At this stage there was a flurry of meetings by both India’s China study group (CSG) and the Cabinet committee on security (CCS). The advisor to the CCS was the Chief of Defence staff – General Bipin Rawat. Unlike in the past, the political leadership had access to an expert body – the China study group and had a military advisor to the CCS, in the form of the newly created position of CDS. General Rawat as the former army chief was also well versed with the situation in Ladakh.

At this stage India started increasing it forces in Eastern Ladakh by inducting two more divisions, in addition to the 3rd infantry division already present.

The movement of two divisions, in an area which hitherto never had more than one division (nor the infrastructure to accommodate more) in the midst of Covid, would require a considerable logistics effort. With Pakistan under pressure to increase the level of the Kashmir insurgency in response to the abrogation of article 370 in August 2019, the movement of forces to Eastern Ladakh had to be done without weakening forces deployed against Pakistan. This would have required not just considerable planning, but frequent discussion with the political leadership.   

The build-up of Indian forces, prompted what was to be the first of many meetings between Indian and Chinese commanders, in keeping with agreed border protocols to defuse tensions. Starting in the first week of June 2020, these talks had the approval of the China study group.

On 15th June, came the clash at Galwan. Suffice to say that this was the first clash since 1967 (Sikkim) with fatalities on both sides, although no guns were fired. At this stage, the army chief (as he mentions in the book) loosened the rules of engagement to allow troops to open fire if they were in
danger. This would be confined only to the unit being threatened.

As the book suggests, the Galwan clash came as a surprise to the army leadership. It appeared to have started when the Chinese attacked an Indian unit pitching tents to counter a similar Chinese move inside what was considered Indian territory. It may also have come as a surprise to the PLA leadership, as President Xi, birthday was 16th June and he would not have liked to get the news that the Chinese army suffered its first fatalities since 1979. My sense is that the political leadership in both countries wanted to ensure they were kept `in the loop’ if there was a high chance of armed clash, rather than let a relatively junior officer start a war on his own.   

This was also the time contingency plans were put in place to enable newly inducted troops to undertake offensive actions against the Chinese if required. The newly inducted XVII corps – the new Mountain strike corps, was responsible for offensive actions and XIV corps (the existing corps) for defensive operations. A precursor to any offensive action was a plan by India, to pre-emptively occupy dominating features, where the Chinese forces squatting in disputed areas, or attempting to advance further would be at a disadvantage. These were discussed with the political leadership, including the CSG, hence nothing that happened later would have been unexpected.   
Since June, talks between the commanders on both sides also took place. While there was apparent agreement on both sides for the need to avoid escalation or provocations, the Chinese actions on the ground belied what was agreed in terms of disengagement, with a strategy of presenting India with a fait accompli, of a Chinese presence. To counter this and after assessing that China would attempt to occupy strategic heights, the army chief gave the go ahead to implement the army’s own plan to occupy these features, presumably with the concurrence of the political leadership – the chief did not mention specific approval.

On the 29th of August, the Indian army occupied these features.

This substack article gives a good explanation of the terrain and Operation Snow leopard.

https://diplomaticdispatches.substack.com/p/operation-snow-leopard

The Chinese apparently rattled by the Indian occupation of these features, called for a meeting on the 30th evening to de-escalate the situation by freezing all movement.  At the meeting, the Indian side reiterated that it would open fire if the Chinese violated the `no further forward movement’ agreement. Positions of individual Indian units that had dug in , had barbed wire ahead of them. That barbed wire was to be a red line, the crossing of which would result in opening fire. 

On the 31st, a Chinese unit in company strength (around 120 men) approached within 300 meters of the positions of 29 Punjab and did not advance further when asked not to. Another unit (Gen Naravane says they were larger than the unit which approached 29 Punjab, but gives their number as 100, whereas a Chinese infantry company has over 100 men) came within 30-35 meters of 13 Mahar. Shots were fired in the air by both sides, before the Chinese withdrew. The political leadership was not consulted on permission to open fire, when threatened. 

By the 31st A’noon tanks from both sides started moving towards each other, as did a 500 strong force of Chinese on the north shore of Pangong Tso. Gen Naravane listed 15 infantry battalions
and two regiments of armoured and mechanized forces on the Indian side, who by the A’noon of 31st August, were in close proximity to Chinese forces in the Pangong Tso area.

On the Indian side these were:
North bank of Pangong Tso: 1/1 GR, 5/4 GR, 2 Sikh LI, 17 Kumaon, 16 Punjab and 9 SF
South Bank: 2 Dogra, 11 Sikh LI, 6 Sikh, 2 & 4 ;Ladakh scouts and 7 Vikas
Kailash range: 6 Grenadiers, 29 Punjab, 13 Mahar.
Mechanised forces: 18 Guards, 53 Armoured regiment.

This is only the middle section of the LAC in Ladakh. There was presumably a similar build up in the North: From Daulat Beg Oldi (and the Depsang plans – another point of contention), moving south along the Shyok river, upto Gogra (including Galwan) and South of the Kailash range upto Demchok and the Himachal Tibet border.

Given the very large forces now confronting each other, Gen Naravane was informed that a decision to open fire had to come from the political leadership.

At 2015 on 31st August, after being informed that Chinese tanks started advancing further, towards Indian positions, Gen Naravane cites his calls to the CDS (Gen Rawat) the defence minister, National security advisor & foreign minister to ask for instructions. Since all these are members of the CCS, I would assume the members of Chinese commander suggested a meeting the next morning – this was news that had to be conveyed to the CCS.
However, at 2210, there were report of further movement of Chinese tanks towards the Indian positions – 500 meters away. A warning shot had failed to deter them and the recommendation of Lt Gen Joshi (Northern army commander) was to open fire with artillery. After speaking to the defence minister again, General Naravane was told that:
- The Prime minister had decided that this was a military decision &
- The army could act as it saw best (Jo uchit samjo vo karo)  

Thereafter Gen Naravane asked the northern army commander – Lt Gen. Joshi to get his tanks to move into a firing position and train their guns on the enemy – something the Chinese would know was a prelude to opening fire. That worked and the Chinese backed off, just as they had done the previous day when they approached the positions of Indian infantry units.  

What this suggests to me is:

The political leadership had been involved for over 3 months (since the first clashes on 18/19 ,May and more often since 15 June). During this time the army refined the circumstances under which they might open fire and (presumably) the CCS approved.

Given the large number of forces involved – the equivalent of 17 Indian battalions in the Pangong Tso, Kailash range area any impulsive action by a junior officer had the potential to escalate into a clash involving thousands of men on each side.  Neither side wanted a repeat of Galwan, so the political leadership would have wanted the reassurance that the army leadership was monitoring the situation, not do anything outside of agreed protocols and keep the government informed.

The presence of tanks facing each other, was something unprecedented on the China border, which probably necessitated keeping the CCS informed – unlike the previous day when Chinese infantrymen approach Indian infantry positions.

The Prime minister was consulted before a final decision. It wasn’t just the defence minister giving the army chief a one line instruction.

The larger point being made was that political considerations would not override what the army wanted to do. The army had red lines, the crossing of which would entail opening fire. Those red lines were conveyed to the Chinese. My sense was the political leadership did not see the need to override the army’s policy around opening fire. Nor could a civilian sitting in Delhi advise the army on how tanks should be used.

Gen Naravane suggests that if, hypothetically, the govt had ordered the army not to fire the first shot (as was the case earlier), it would have resulted in a situation where Chinese troops surrounded Indian positions, effectively capturing them without firing a shot. To avoid a Galwan type situation and counter Chinese advances after giving assurances to the contrary, the rules of engagement were changed and the Chinese informed that Indian troops would open fire if the Chinese advanced and threatened their position. Any instruction to the contrary would have undermined the army’s position.    

The decision of Gen Naravane turned out to be correct. It led to the Chinese tanks withdrawing (blinking first) and then the start of a real disengagement process.

Lt Gen. Joshi had praised the Govt’s `whole of govt approach, including involving a foreign ministry
representative for commander level talks, in resolving the crisis.  

Aftermath: India’s reading of Chinese intentions was in my view correct, because in Dec 2020,
after a cooling off period after Galwan, to save the most important Chinese characteristic – face,
the commander of China’s Western military theatre command
Zhao Zhongqi (reputed to be close to President Xi) was retired – apparently he acted in an over aggressive manner, not approved by the Chinese leadership.
His successor,
Zhang Xudong died from sickness exacerbated by high altitude conditions.

The man who actually oversaw ground operations against India in 2020 –
Xu Qiling (earlier head of ground forces for the Western theatre and considered a mountain warfare specialist) succeeded Zhang Xudong, but was dismissed after just 2 months, reportedly due to the high number of casualties from high altitude operations.

My sense from the rapid turnover of Chinese commanders (who typically have longer tenures at the top than their Indian counterparts) is that the Chinese leadership did not have a plan to actually occupy Indian territory – though  they would have squatted on land as a salami slicing tactic, if their
Western theatre commander had presented the leadership with a fait accompli by occupying what was hitherto land unoccupied by both sides. Gen Naravane’s view at the time, as he mentions in the book was that the size of the PLA force meant that it did have the `blessings from the top’. All the Chinese troops involved were however part of the Western theatre and based in Western Tibet and since they moved into Ladakh after scheduled exercises, it may well have been done at the initiative of the Western theatre commander – Gen. Zhao Zhongqi.    

What I would have liked to see in the book:
- What was Gen Naravane’s recommendation to the CCS on 31st Aug ?
- What was the role of the CDS, Gen Rawat (as advisor to CCS) and what was his view ?
- Did we have a contingency plan to deal with large scale fighting in Ladakh ?

Why the controversary:
If someone reads only the one page (of 400) quoted by the media, it would give the impression that
the army chief awaited instructions on how to act, without any suggestion that he had his protocols in place and a plan for dealing with an escalation. It gives the impression that the govt pushed the `hot potato’ (an avoidable phrase in my view) back to the General, implying that the seniormost General in India – Gen Rawat, as CDS and advisor to CCS, also did not have an opinion. One could have said for e.g. `I informed the CCS of the evolving situation and our recommendation for dealing with it and wanted a free hand, within the constraints of our plan, to deal with any escalation’.

From the Chinese side:  
I am inclined to believe that the Chinese commander had no plan B, if they were not able to squat on
the land the Chinese had intruded into in May & June 2020. Having to disengage and withdraw to
the positions before their incursion was in my view, a big loss of face. As I have argued in another blog piece, India was very vulnerable in the summer of 2020.
https://rpdeans.blogspot.com/2023/08/pakistans-economic-implosion.html

We were dealing with Covid. After the abrogation of article 370 in the state of Jammu & Kashmir and the splitting of the state into J&K and Ladakh, Pakistan was under a lot of pressure to up the ante in Kashmir by pushing in more terrorists – something accompanied by more cross border firing which could escalate into war. Having been taken by surprise by Chinese intrusions (as General Naravane admits – when he says we were tactically surprised) a two front war in the middle of Covid could have been a nightmare scenario for us. Instead, in the beginning of 2021, Pakistan agreed to a ceasefire along the LOC. At a time when China would have dearly liked to see their ally put pressure on India, in order for some of the newly inducted troops on the LAC, move back to positions oriented towards Pakistan, Pakistan agreed to a ceasefire instead.  

Further reading:

The army chief's earlier interview on China, Galwan the LAC etc. 
https://indiachina.substack.com/p/the-changing-terms-of-lac-disengagement

This is a more critical take: 
https://aliahd66.substack.com/p/naravane-sets-the-cat-among-the-pigeons

What the book says about the other side: 
https://indiachina.substack.com/p/what-the-indian-army-chiefs-memoir

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